The Federalist No. X
To the People of the State of New York:AMONG the numerous advantages promised by a well constructed Union, none
deserves to be more accurately developed than its tendency to break and
control the violence of faction. The friend of popular governments never
finds himself so much alarmed for their character and fate, as when he
contemplates their propensity to this dangerous vice. He will not fail,
therefore, to set a due value on any plan which, without violating the
principles to which he is attached, provides a proper cure for it. The
instability, injustice, and confusion introduced into the public councils,
have, in truth, been the mortal diseases under which popular governments
have everywhere perished; as they continue to be the favorite and fruitful
topics from which the adversaries to liberty derive their most specious
declamations. The valuable improvements made by the American constitutions
on the popular models, both ancient and modern, cannot certainly be too much
admired; but it would be an unwarrantable partiality, to contend that they
have as effectually obviated the danger on this side, as was wished and
expected. Complaints are everywhere heard from our most considerate and
virtuous citizens, equally the friends of public and private faith, and of
public and personal liberty, that our governments are too unstable, that the
public good is disregarded in the conflicts of rival parties, and that
measures are too often decided, not according to the rules of justice and
the rights of the minor party, but by the superior force of an interested
and overbearing majority. However anxiously we may wish that these
complaints had no foundation, the evidence, of known facts will not permit
us to deny that they are in some degree true. It will be found, indeed, on a
candid review of our situation, that some of the distresses under which we
labor have been erroneously charged on the operation of our governments; but
it will be found, at the same time, that other causes will not alone account
for many of our heaviest misfortunes; and, particularly, for that prevailing
and increasing distrust of public engagements, and alarm for private rights,
which are echoed from one end of the continent to the other. These must be
chiefly, if not wholly, effects of the unsteadiness and injustice with which
a factious spirit has tainted our public administrations.
By a faction, I understand a number of citizens, whether amounting to a
majority or a minority of the whole, who are united and actuated by some
common impulse of passion, or of interest, adversed to the rights of other
citizens, or to the permanent and aggregate interests of the community.
There are two methods of curing the mischiefs of faction: the one, by
removing its causes; the other, by controlling its effects.
There are again two methods of removing the causes of faction: the one,
by destroying the liberty which is essential to its existence; the other, by
giving to every citizen the same opinions, the same passions, and the same
interests.
It could never be more truly said than of the first remedy, that it was
worse than the disease. Liberty is to faction what air is to fire, an
aliment without which it instantly expires. But it could not be less folly
to abolish liberty, which is essential to political life, because it
nourishes faction, than it would be to wish the annihilation of air, which
is essential to animal life, because it imparts to fire its destructive
agency.
The second expedient is as impracticable as the first would be unwise. As
long as the reason of man continues fallible, and he is at liberty to
exercise it, different opinions will be formed. As long as the connection
subsists between his reason and his self-love, his opinions and his passions
will have a reciprocal influence on each other; and the former will be
objects to which the latter will attach themselves. The diversity in the
faculties of men, from which the rights of property originate, is not less
an insuperable obstacle to a uniformity of interests. The protection of
these faculties is the first object of government. From the protection of
different and unequal faculties of acquiring property, the possession of
different degrees and kinds of property immediately results; and from the
influence of these on the sentiments and views of the respective
proprietors, ensues a division of the society into different interests and
parties.
The latent causes of faction are thus sown in the nature of man; and we
see them everywhere brought into different degrees of activity, according to
the different circumstances of civil society. A zeal for different opinions
concerning religion, concerning government, and many other points, as well
of speculation as of practice; an attachment to different leaders
ambitiously contending for pre-eminence and power; or to persons of other
descriptions whose fortunes have been interesting to the human passions,
have, in turn, divided mankind into parties, inflamed them with mutual
animosity, and rendered them much more disposed to vex and oppress each
other than to co-operate for their common good. So strong is this propensity
of mankind to fall into mutual animosities, that where no substantial
occasion presents itself, the most frivolous and fanciful distinctions have
been sufficient to kindle their unfriendly passions and excite their most
violent conflicts. But the most common and durable source of factions has
been the various and unequal distribution of property. Those who hold and
those who are without property have ever formed distinct interests in
society. Those who are creditors, and those who are debtors, fall under a
like discrimination. A landed interest, a manufacturing interest, a
mercantile interest, a moneyed interest, with many lesser interests, grow up
of necessity in civilized nations, and divide them into different classes,
actuated by different sentiments and views. The regulation of these various
and interfering interests forms the principal task of modern legislation,
and involves the spirit of party and faction in the necessary and ordinary
operations of the government.
No man is allowed to be a judge in his own cause, because his interest
would certainly bias his judgment, and, not improbably, corrupt his
integrity. With equal, nay with greater reason, a body of men are unfit to
be both judges and parties at the same time; yet what are many of the most
important acts of legislation, but so many judicial determinations, not
indeed concerning the rights of single persons, but concerning the rights of
large bodies of citizens? And what are the different classes of legislators
but advocates and parties to the causes which they determine? Is a law
proposed concerning private debts? It is a question to which the creditors
are parties on one side and the debtors on the other. Justice ought to hold
the balance between them. Yet the parties are, and must be, themselves the
judges; and the most numerous party, or, in other words, the most powerful
faction must be expected to prevail. Shall domestic manufactures be
encouraged, and in what degree, by restrictions on foreign manufactures? are
questions which would be differently decided by the landed and the
manufacturing classes, and probably by neither with a sole regard to justice
and the public good. The apportionment of taxes on the various descriptions
of property is an act which seems to require the most exact impartiality;
yet there is, perhaps, no legislative act in which greater opportunity and
temptation are given to a predominant party to trample on the rules of
justice. Every shilling with which they overburden the inferior number, is a
shilling saved to their own pockets.
It is in vain to say that enlightened statesmen will be able to adjust
these clashing interests, and render them all subservient to the public
good. Enlightened statesmen will not always be at the helm. Nor, in many
cases, can such an adjustment be made at all without taking into view
indirect and remote considerations, which will rarely prevail over the
immediate interest which one party may find in disregarding the rights of
another or the good of the whole.
The inference to which we are brought is, that the CAUSES of faction
cannot be removed, and that relief is only to be sought in the means of
controlling its EFFECTS.
If a faction consists of less than a majority, relief is supplied by the
republican principle, which enables the majority to defeat its sinister
views by regular vote. It may clog the administration, it may convulse the
society; but it will be unable to execute and mask its violence under the
forms of the Constitution. When a majority is included in a faction, the
form of popular government, on the other hand, enables it to sacrifice to
its ruling passion or interest both the public good and the rights of other
citizens. To secure the public good and private rights against the danger of
such a faction, and at the same time to preserve the spirit and the form of
popular government, is then the great object to which our inquiries are
directed. Let me add that it is the great desideratum by which this form of
government can be rescued from the opprobrium under which it has so long
labored, and be recommended to the esteem and adoption of mankind.
By what means is this object attainable? Evidently by one of two only.
Either the existence of the same passion or interest in a majority at the
same time must be prevented, or the majority, having such coexistent passion
or interest, must be rendered, by their number and local situation, unable
to concert and carry into effect schemes of oppression. If the impulse and
the opportunity be suffered to coincide, we well know that neither moral nor
religious motives can be relied on as an adequate control. They are not
found to be such on the injustice and violence of individuals, and lose
their efficacy in proportion to the number combined together, that is, in
proportion as their efficacy becomes needful.
From this view of the subject it may be concluded that a pure democracy,
by which I mean a society consisting of a small number of citizens, who
assemble and administer the government in person, can admit of no cure for
the mischiefs of faction. A common passion or interest will, in almost every
case, be felt by a majority of the whole; a communication and concert result
from the form of government itself; and there is nothing to check the
inducements to sacrifice the weaker party or an obnoxious individual. Hence
it is that such democracies have ever been spectacles of turbulence and
contention; have ever been found incompatible with personal security or the
rights of property; and have in general been as short in their lives as they
have been violent in their deaths. Theoretic politicians, who have
patronized this species of government, have erroneously supposed that by
reducing mankind to a perfect equality in their political rights, they
would, at the same time, be perfectly equalized and assimilated in their
possessions, their opinions, and their passions.
A republic, by which I mean a government in which the scheme of
representation takes place, opens a different prospect, and promises the
cure for which we are seeking. Let us examine the points in which it varies
from pure democracy, and we shall comprehend both the nature of the cure and
the efficacy which it must derive from the Union.
The two great points of difference between a democracy and a republic
are: first, the delegation of the government, in the latter, to a small
number of citizens elected by the rest; secondly, the greater number of
citizens, and greater sphere of country, over which the latter may be
extended.
The effect of the first difference is, on the one hand, to refine and
enlarge the public views, by passing them through the medium of a chosen
body of citizens, whose wisdom may best discern the true interest of their
country, and whose patriotism and love of justice will be least likely to
sacrifice it to temporary or partial considerations. Under such a
regulation, it may well happen that the public voice, pronounced by the
representatives of the people, will be more consonant to the public good
than if pronounced by the people themselves, convened for the purpose. On
the other hand, the effect may be inverted. Men of factious tempers, of
local prejudices, or of sinister designs, may, by intrigue, by corruption,
or by other means, first obtain the suffrages, and then betray the
interests, of the people. The question resulting is, whether small or
extensive republics are more favorable to the election of proper guardians
of the public weal; and it is clearly decided in favor of the latter by two
obvious considerations:
In the first place, it is to be remarked that, however small the republic
may be, the representatives must be raised to a certain number, in order to
guard against the cabals of a few; and that, however large it may be, they
must be limited to a certain number, in order to guard against the confusion
of a multitude. Hence, the number of representatives in the two cases not
being in proportion to that of the two constituents, and being
proportionally greater in the small republic, it follows that, if the
proportion of fit characters be not less in the large than in the small
republic, the former will present a greater option, and consequently a
greater probability of a fit choice.
In the next place, as each representative will be chosen by a greater
number of citizens in the large than in the small republic, it will be more
difficult for unworthy candidates to practice with success the vicious arts
by which elections are too often carried; and the suffrages of the people
being more free, will be more likely to centre in men who possess the most
attractive merit and the most diffusive and established characters.
It must be confessed that in this, as in most other cases, there is a
mean, on both sides of which inconveniences will be found to lie. By
enlarging too much the number of electors, you render the representatives
too little acquainted with all their local circumstances and lesser
interests; as by reducing it too much, you render him unduly attached to
these, and too little fit to comprehend and pursue great and national
objects. The federal Constitution forms a happy combination in this respect;
the great and aggregate interests being referred to the national, the local
and particular to the State legislatures.
The other point of difference is, the greater number of citizens and
extent of territory which may be brought within the compass of republican
than of democratic government; and it is this circumstance principally which
renders factious combinations less to be dreaded in the former than in the
latter. The smaller the society, the fewer probably will be the distinct
parties and interests composing it; the fewer the distinct parties and
interests, the more frequently will a majority be found of the same party;
and the smaller the number of individuals composing a majority, and the
smaller the compass within which they are placed, the more easily will they
concert and execute their plans of oppression. Extend the sphere, and you
take in a greater variety of parties and interests; you make it less
probable that a majority of the whole will have a common motive to invade
the rights of other citizens; or if such a common motive exists, it will be
more difficult for all who feel it to discover their own strength, and to
act in unison with each other. Besides other impediments, it may be remarked
that, where there is a consciousness of unjust or dishonorable purposes,
communication is always checked by distrust in proportion to the number
whose concurrence is necessary.
Hence, it clearly appears, that the same advantage which a republic has
over a democracy, in controlling the effects of faction, is enjoyed by a
large over a small republic,--is enjoyed by the Union over the States
composing it. Does the advantage consist in the substitution of
representatives whose enlightened views and virtuous sentiments render them
superior to local prejudices and schemes of injustice? It will not be denied
that the representation of the Union will be most likely to possess these
requisite endowments. Does it consist in the greater security afforded by a
greater variety of parties, against the event of any one party being able to
outnumber and oppress the rest? In an equal degree does the increased
variety of parties comprised within the Union, increase this security. Does
it, in fine, consist in the greater obstacles opposed to the concert and
accomplishment of the secret wishes of an unjust and interested majority?
Here, again, the extent of the Union gives it the most palpable advantage.
The influence of factious leaders may kindle a flame within their
particular States, but will be unable to spread a general conflagration
through the other States. A religious sect may degenerate into a political
faction in a part of the Confederacy; but the variety of sects dispersed
over the entire face of it must secure the national councils against any
danger from that source. A rage for paper money, for an abolition of debts,
for an equal division of property, or for any other improper or wicked
project, will be less apt to pervade the whole body of the Union than a
particular member of it; in the same proportion as such a malady is more
likely to taint a particular county or district, than an entire State.
In the extent and proper structure of the Union, therefore, we behold a
republican remedy for the diseases most incident to republican government.
And according to the degree of pleasure and pride we feel in being
republicans, ought to be our zeal in cherishing the spirit and supporting
the character of Federalists.
PUBLIUS.
The Federalist Paper No. 51
The Structure of the Government Must Furnish the Proper Checks and Balances
Between the Different Departments
The Federalist No. 51
To the People of the State of New York:
TO WHAT expedient, then, shall we finally resort, for maintaining in
practice the necessary partition of power among the several departments, as
laid down in the Constitution? The only answer that can be given is, that as
all these exterior provisions are found to be inadequate, the defect must be
supplied, by so contriving the interior structure of the government as that
its several constituent parts may, by their mutual relations, be the means
of keeping each other in their proper places. Without presuming to undertake
a full development of this important idea, I will hazard a few general
observations, which may perhaps place it in a clearer light, and enable us
to form a more correct judgment of the principles and structure of the
government planned by the convention.
In order to lay a due foundation for that separate and distinct exercise
of the different powers of government, which to a certain extent is admitted
on all hands to be essential to the preservation of liberty, it is evident
that each department should have a will of its own; and consequently should
be so constituted that the members of each should have as little agency as
possible in the appointment of the members of the others. Were this
principle rigorously adhered to, it would require that all the appointments
for the supreme executive, legislative, and judiciary magistracies should be
drawn from the same fountain of authority, the people, through channels
having no communication whatever with one another. Perhaps such a plan of
constructing the several departments would be less difficult in practice
than it may in contemplation appear. Some difficulties, however, and some
additional expense would attend the execution of it. Some deviations,
therefore, from the principle must be admitted. In the constitution of the
judiciary department in particular, it might be inexpedient to insist
rigorously on the principle: first, because peculiar qualifications being
essential in the members, the primary consideration ought to be to select
that mode of choice which best secures these qualifications; secondly,
because the permanent tenure by which the appointments are held in that
department, must soon destroy all sense of dependence on the authority
conferring them.
It is equally evident, that the members of each department should be as
little dependent as possible on those of the others, for the emoluments
annexed to their offices. Were the executive magistrate, or the judges, not
independent of the legislature in this particular, their independence in
every other would be merely nominal. But the great security against a
gradual concentration of the several powers in the same department, consists
in giving to those who administer each department the necessary
constitutional means and personal motives to resist encroachments of the
others. The provision for defense must in this, as in all other cases, be
made commensurate to the danger of attack. Ambition must be made to
counteract ambition. The interest of the man must be connected with the
constitutional rights of the place. It may be a reflection on human nature,
that such devices should be necessary to control the abuses of government.
But what is government itself, but the greatest of all reflections on human
nature? If men were angels, no government would be necessary. If angels were
to govern men, neither external nor internal controls on government would be
necessary. In framing a government which is to be administered by men over
men, the great difficulty lies in this: you must first enable the government
to control the governed; and in the next place oblige it to control itself.
A dependence on the people is, no doubt, the primary control on the
government; but experience has taught mankind the necessity of auxiliary
precautions. This policy of supplying, by opposite and rival interests, the
defect of better motives, might be traced through the whole system of human
affairs, private as well as public. We see it particularly displayed in all
the subordinate distributions of power, where the constant aim is to divide
and arrange the several offices in such a manner as that each may be a check
on the other that the private interest of every individual may be a sentinel
over the public rights. These inventions of prudence cannot be less
requisite in the distribution of the supreme powers of the State. But it is
not possible to give to each department an equal power of self-defense. In
republican government, the legislative authority necessarily predominates.
The remedy for this inconveniency is to divide the legislature into
different branches; and to render them, by different modes of election and
different principles of action, as little connected with each other as the
nature of their common functions and their common dependence on the society
will admit. It may even be necessary to guard against dangerous
encroachments by still further precautions. As the weight of the legislative
authority requires that it should be thus divided, the weakness of the
executive may require, on the other hand, that it should be fortified.
An absolute negative on the legislature appears, at first view, to be the
natural defense with which the executive magistrate should be armed. But
perhaps it would be neither altogether safe nor alone sufficient. On
ordinary occasions it might not be exerted with the requisite firmness, and
on extraordinary occasions it might be perfidiously abused. May not this
defect of an absolute negative be supplied by some qualified connection
between this weaker department and the weaker branch of the stronger
department, by which the latter may be led to support the constitutional
rights of the former, without being too much detached from the rights of its
own department? If the principles on which these observations are founded be
just, as I persuade myself they are, and they be applied as a criterion to
the several State constitutions, and to the federal Constitution it will be
found that if the latter does not perfectly correspond with them, the former
are infinitely less able to bear such a test.
There are, moreover, two considerations particularly applicable to the
federal system of America, which place that system in a very interesting
point of view. First. In a single republic, all the power surrendered by the
people is submitted to the administration of a single government; and the
usurpations are guarded against by a division of the government into
distinct and separate departments. In the compound republic of America, the
power surrendered by the people is first divided between two distinct
governments, and then the portion allotted to each subdivided among distinct
and separate departments. Hence a double security arises to the rights of
the people. The different governments will control each other, at the same
time that each will be controlled by itself. Second. It is of great
importance in a republic not only to guard the society against the
oppression of its rulers, but to guard one part of the society against the
injustice of the other part. Different interests necessarily exist in
different classes of citizens. If a majority be united by a common interest,
the rights of the minority will be insecure.
There are but two methods of providing against this evil: the one by
creating a will in the community independent of the majority that is, of the
society itself; the other, by comprehending in the society so many separate
descriptions of citizens as will render an unjust combination of a majority
of the whole very improbable, if not impracticable. The first method
prevails in all governments possessing an hereditary or self-appointed
authority. This, at best, is but a precarious security; because a power
independent of the society may as well espouse the unjust views of the
major, as the rightful interests of the minor party, and may possibly be
turned against both parties. The second method will be exemplified in the
federal republic of the United States. Whilst all authority in it will be
derived from and dependent on the society, the society itself will be broken
into so many parts, interests, and classes of citizens, that the rights of
individuals, or of the minority, will be in little danger from interested
combinations of the majority.
In a free government the security for civil rights must be the same as
that for religious rights. It consists in the one case in the multiplicity
of interests, and in the other in the multiplicity of sects. The degree of
security in both cases will depend on the number of interests and sects; and
this may be presumed to depend on the extent of country and number of people
comprehended under the same government. This view of the subject must
particularly recommend a proper federal system to all the sincere and
considerate friends of republican government, since it shows that in exact
proportion as the territory of the Union may be formed into more
circumscribed Confederacies, or States oppressive combinations of a majority
will be facilitated: the best security, under the republican forms, for the
rights of every class of citizens, will be diminished: and consequently the
stability and independence of some member of the government, the only other
security, must be proportionately increased. Justice is the end of
government. It is the end of civil society. It ever has been and ever will
be pursued until it be obtained, or until liberty be lost in the pursuit. In
a society under the forms of which the stronger faction can readily unite
and oppress the weaker, anarchy may as truly be said to reign as in a state
of nature, where the weaker individual is not secured against the violence
of the stronger; and as, in the latter state, even the stronger individuals
are prompted, by the uncertainty of their condition, to submit to a
government which may protect the weak as well as themselves; so, in the
former state, will the more powerful factions or parties be gradually
induced, by a like motive, to wish for a government which will protect all
parties, the weaker as well as the more powerful.
It can be little doubted that if the State of Rhode Island was separated
from the Confederacy and left to itself, the insecurity of rights under the
popular form of government within such narrow limits would be displayed by
such reiterated oppressions of factious majorities that some power
altogether independent of the people would soon be called for by the voice
of the very factions whose misrule had proved the necessity of it. In the
extended republic of the United States, and among the great variety of
interests, parties, and sects which it embraces, a coalition of a majority
of the whole society could seldom take place on any other principles than
those of justice and the general good; whilst there being thus less danger
to a minor from the will of a major party, there must be less pretext, also,
to provide for the security of the former, by introducing into the
government a will not dependent on the latter, or, in other words, a will
independent of the society itself. It is no less certain than it is
important, notwithstanding the contrary opinions which have been
entertained, that the larger the society, provided it lie within a practical
sphere, the more duly capable it will be of self-government. And happily for
the REPUBLICAN CAUSE, the practicable sphere may be carried to a very great
extent, by a judicious modification and mixture of the FEDERAL PRINCIPLE.
PUBLIUS.